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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

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COBS 2.1 Acting honestly, fairly and professionally

COBS 2.3 Inducements

COBS 11.2 Best execution

COBS 6.1A Adviser charging and remuneration

COBS 6.1 Information about the firm and compensation information

COBS 6.2A Describing advice services

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

SYSC 10.1 Application

COBS 6.1E Platform services: platform charges and using a platform service for advising

COBS 14.2 Providing product information to clients

COBS 6.1C Consultancy charging and remuneration

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

COBS 14.3 Information about designated investments

COBS 19.4 Open market options

COBS 6.3 Disclosing information about services, fees and commission

COBS 4.5 Communicating with retail clients

COBS 19.7 Retirement risk warnings

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 20.2 Treating with-profits policyholders fairly